John Loofbourrow, of John W. Loofbourrow Associates, Suspended by FINRA for Failing to Supervise Craig Zabala Have you lost money with financial advisor Craig Zabala?  We continuing to look into allegations made about Craig Zabala from New York, New York.  Last year, FINRA (the Financial Industry Regulatory Authority) barred Zabala from the securities industry after …
Read More "UPDATE! Broker John Loofbourrow is SUSPENDED – New York, NY"

SagePoint Financial Ordered by FINRA to Pay $1.6 Million Regarding UIT Sales Have you lost money investing in Unit Investment Trusts (UITs) with SagePoint Financial, the Phoenix, Arizona-based brokerage firm?  SagePoint was under an investigation by FINRA, the Financial Industry Regulatory Authority.  FINRA alleged that SagePoint failed to adequately supervise the sales and switching of …
Read More "SagePoint Financial Sold Unsuitable UITs to Customers & Pays $1.6M"

Dee Dee Brooks, previously with Signator Investors, Barred by FINRA Have you lost money with financial advisor Dee Dee Brooks?  We are looking into allegations made about Dee Dee Brooks from Huntington Beach, California.  FINRA (the Financial Industry Regulatory Authority) barred Brooks from the securities industry.  FINRA was investigating Brooks after she was terminated by …
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Matthew Muratori, formerly with Pruco Securities, Barred by FINRA Have you lost money with financial advisor Matthew Muratori?  We are looking into allegations made about Matthew V. Muratori from Tampa, Florida.  FINRA (the Financial Industry Regulatory Authority) barred Muratori from the securities industry.  FINRA alleged that Muratori has failed to respond to its investigation regarding …
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Donald Padilla, from Alhambra, California, Subject of FINRA Complaint Have you lost money with financial advisor Donald Padilla of Alhambra, California?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority), against Donald Padilla.  FINRA suspended Padilla for 5 months from the securities industry and fined him $10,000.  FINRA was investigating Padilla …
Read More "COMPLAINTS Against LPL Advisor DONALD PADILLA – Alhambra, CA"

Marie Kincheloe, formerly with Allstate Financial Services, Barred by FINRA Have you lost money with financial advisor Marie Kincheloe?  We are looking into allegations made about Marie B. Kincheloe from Roanoke, Virginia.  FINRA (the Financial Industry Regulatory Authority) barred Kincheloe from the securities industry.  FINRA alleged that Kincheloe has failed to respond to its investigation …
Read More "Investigation of MARIE KINCHELOE and Allstate Financial- Roanoke, VA"

Israels & Neuman Law Firm Continues Investigation of Barry Horowitz, formerly of Lincoln Financial Securities Corp., and Thomas Renison Have you invested with financial advisor Barry David Horowitz (CRD# 2651525), formerly with Lincoln Financial Securities Corp. in Glastonbury, Connecticut?  We are continuing to look into allegations made against Barry Horowitz and Thomas Renison, who allegedly …
Read More "Continuing Investigation Into BARRY HOROWITZ Investment FRAUD"

Stifel Nicolaus & Company Ordered to Pay $3.6 Million Regarding UIT Sales Have you lost money investing in Unit Investment Trusts (UITs) with Stifel Nicolaus & Company?  Stifel Nicolaus, which is a St. Louis, Missouri-based brokerage firm, was under an investigation by FINRA, the Financial Industry Regulatory Authority.  FINRA alleged that Stifel failed to adequately …
Read More "Stifel Nicolaus Ordered to Pay $3.6 Million for Unsuitable UIT Sales"

Robert Korzik, formerly with Ameriprise Financial Services, Suspended Nine Months by FINRA Have you lost money with financial advisor Robert Korzik?  We are looking into allegations made about Robert N. Korzik from Little Falls, New Jersey.  FINRA (the Financial Industry Regulatory Authority) suspended Korzik from the securities industry for nine months and fined him $8,500.  …
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Paul Liebman, formerly with Wells Fargo, Suspended Two Months by FINRA Have you lost money with financial advisor Paul Liebman?  We are looking into allegations made about Paul G. Liebman from Melville, New York.  FINRA (the Financial Industry Regulatory Authority) suspended Liebman from the securities industry for two months.  FINRA alleged that Liebman borrowed $16,000 …
Read More "INVESTOR ALERT: Advisor Paul Liebman SUSPENDED – Melville, NY"