Israels & Neuman, PLC Investigates Gary Imel, Formerly of Kalos Capital and Ameriprise Financial Services Have you lost money with financial advisor Gary L. Imel (CRD# 254765), formerly of Kalos Capital and Ameriprise Financial Services, in Gig Harbor, Washington?  We are investigating allegations of former customers related to Gary Imel. Gary Imel’s BrokerCheck report, a …
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George Taylor, Formerly with Fairport Capital, Ordered to Pay $2 Million Have you lost money with financial advisor George Taylor of Litchfield, Connecticut?  We are continuing to look into allegations made by the Securities and Exchange Commission (SEC) against George Lewis Taylor.  In June 2020, the SEC obtained a judgment against Taylor and his advisory …
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Frank Venturelli, formerly with First Standard Financial Company, Suspended by FINRA Have you lost money with financial advisor Frank Venturelli from Red Bank, New Jersey?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Frank Venturelli. FINRA filed a complaint against Venturelli regarding allegations while he was affiliated with First …
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Julian Piekarczyk, formerly with Pruco Securities, Subject of FINRA Complaint Have you lost money with financial advisor Julian Piekarczyk from Joliet, Illinois?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Julian J. Piekarczyk. FINRA filed a complaint against Piekarczyk regarding allegations while he was affiliated with Pruco Securities   …
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RBC Capital Markets Sued by Massachusetts Securities Division Regarding Advisor Bruce Cameron Have you lost money with financial advisor Bruce Cameron of Norwell, Massachusetts?  We are investigating allegations made by the Massachusetts Securities Division against Bruce T. Cameron, an advisor at RBC Capital Markets.  Massachusetts alleged that Cameron concentrated many of his clients’ assets in …
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Matthew Walker, with Pinnacle Plus Capital, Subject of Idaho Securities Complaint Have you lost money with financial advisor Matthew Walker?  We are looking into allegations made about Matthew Lynn Walker from Overland Park, Kansas.  The Idaho Securities Bureau brought a complaint against Walker, alleging that he sold investments in 1st Global Capital to Idaho residents. …
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Frederick Stow, formerly with Raymond James, Subject of SEC Complaint Have you lost money with financial advisor Frederick Stow of Franklin, Tennessee?  We are continuing to look into allegations made by the Securities and Exchange Commission (SEC) against Stow.  Stow is the subject of a complaint filed by the SEC, alleging that he stole over …
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Israels & Neuman, PLC Investigates John Timberlake, Formerly of Suntrust Investment Services and Carter, Terry & Company Have you lost money with financial advisor John H. Timberlake (CRD# 2109445), formerly of Suntrust Investment Services and Carter, Terry & Company, in Atlanta, Georgia?  We are investigating allegations of former customers related to John Timberlake. John Timberlake’s …
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Margaret Powers Subject of Washington Securities Complaint Regarding ETFs Have you lost money with investment advisor Margaret Powers of Bellevue, Washington?  We are investigating allegations made by the Washington Securities Division against Margaret Powers, Gordon Powers, and Summit Wealth Solutions.  Washington alleged that Powers used inverse and leveraged ETFs in an unsuitable manner. ETFs are …
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David G. Austin, previously with J.P. Morgan Securities, Barred by FINRA Have you lost money with financial advisor David Austin of J.P. Morgan?  We are investigating allegations made about David H. Austin from Grand Rapids, Michigan.  FINRA (the Financial Industry Regulatory Authority) barred Austin from the securities industry.   FINRA was investigating Austin after he was …
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