William Hightower, formerly with UBS Financial Services, Barred by SEC Have you lost money with financial advisor William Hightower of Houston, Texas?  We are continuing to look into allegations made by the Securities and Exchange Commission (SEC) against Hightower.  Hightower was barred from the securities industry by the SEC, after he pleaded guilty to wire …
Read More "WARNING: William Hightower of UBS is Now BARRED – Houston, TX"

Martin Noonan, Jr., formerly with BMA Securities, Barred by FINRA Have you lost money with financial advisor Martin Noonan?  We are looking into allegations made about Martin J. Noonan, Jr. from El Segundo, California.  FINRA (the Financial Industry Regulatory Authority) barred Noonan from the securities industry.  FINRA alleged that Noonan has failed to respond to …
Read More "INVESTIGATION of Martin Noonan of BMA Securities – El Segundo, CA"

Leonard Kinsman, formerly with Wells Fargo, Barred by FINRA Have you lost money with financial advisor Leonard Kinsman?  We are continuing to look into allegations made about Leonard Charles Kinsman from Staten Island, New York.  FINRA (the Financial Industry Regulatory Authority) barred Kinsman from the securities industry.  FINRA alleged that Kinsman has failed to respond …
Read More "UPDATE! Leonard Kinsman of Wells Fargo is BARRED – Staten Island, NY"

Dennis Murphy, formerly with Monmouth Capital Management, Barred by FINRA Have you lost money with financial advisor Dennis Murphy?  We are looking into allegations made about Dennis James Murphy from Red Bank, New Jersey.  FINRA (the Financial Industry Regulatory Authority) barred Murphy from the securities industry.  FINRA alleged that Murphy has failed to respond to …
Read More "DENNIS MURPHY of Monmouth Capital is BARRED – Red Bank, NJ"

Irene Engard, formerly with PFS Investments, Barred by FINRA Have you lost money with financial advisor Irene Engard?  We are looking into allegations made about Irene P. Engard from Federal Way, Washington.  FINRA (the Financial Industry Regulatory Authority) barred Engard from the securities industry.  FINRA alleged that Engard has failed to respond to its investigation, …
Read More "INVESTOR ALERT: Irene Engard of PFS is BARRED – Federal Way, WA"

Joseph Weinrich, Formerly with Moloney Securities, Subject of FINRA Complaint Have you lost money with financial advisor Joseph Weinrich?  We are investigating allegations made about Joseph John Weinrich, Sr. from Overland Park, Kansas.  FINRA (the Financial Industry Regulatory Authority) seeks to punish Weinrich, after he failed to disclose a 2017 bankruptcy to FINRA and his …
Read More "COMPLAINTS Against JOSEPH WEINRICH of Moloney Securities"

Arthur Hoffman, formerly with Ameriprise Financial Services, Barred by FINRA Have you lost money with financial advisor Arthur Hoffman?  We are looking into allegations made about Arthur S. Hoffman from Glendale, Arizona.  FINRA (the Financial Industry Regulatory Authority) barred Hoffman from the securities industry.  FINRA alleged that Hoffman has failed to respond to its investigation, …
Read More "Investigation of ARTHUR HOFFMAN of Ameriprise – Glendale, AZ"

Steven Luftschein, formerly with Aegis Capital Corp., Subject of FINRA Complaint Have you lost money with financial advisor Steven Luftschein from Melville, New York?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Steven Luftschein. FINRA filed a complaint against Luftschein regarding allegations while he was affiliated with Aegis Capital …
Read More "INVESTIGATION of STEVEN LUFTSCHEIN / Aegis Capital – Melville, NY"

Israels & Neuman, PLC Investigates Timothy Cusick of Wells Fargo Have you lost money with financial advisor Timothy P. Cusick (CRD# 734338), of Wells Fargo, in San Diego, California?  We are investigating allegations of former customers related to Timothy Cusick. Tim Cusick’s BrokerCheck report, a public record maintained by FINRA, states that Cusick has been …
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Lawrence Hagedorn, formerly with O.N. Equity Sales Company, Barred by SEC Have you lost money with financial advisor Lawrence Hagedorn of Andover, Kansas?  We are continuing to look into allegations made against Lawrence M. Hagedorn.  Hagedorn was barred from the securities industry by the Securities and Exchange Commission (SEC) after he pleaded guilty to fraud …
Read More "INVESTIGATION of LAWRENCE HAGEDORN – Andover, KS"