Marie Kincheloe, formerly with Allstate Financial Services, Barred by FINRA
Have you lost money with financial advisor Marie Kincheloe? We are looking into allegations made about Marie B. Kincheloe from Roanoke, Virginia. FINRA (the Financial Industry Regulatory Authority) barred Kincheloe from the securities industry. FINRA alleged that Kincheloe has failed to respond to its investigation after initially cooperating with FINRA.
Marie Kincheloe was a financial advisor and registered representative of Allstate Financial Services from September 2015 to November 2019. She worked in a branch office in Roanoke, Virginia.
Brokerage firms like Allstate Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Ann Arbor, Michigan; and Phoenix, Arizona. We represent investors in FINRA arbitration proceedings in all 50 states, including Virginia. Our attorneys have represented over one thousand investors against many brokerage firms in the past.