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12
Sep

INVESTIGATION! STEVEN REZNIK of Raymond James – Tallahassee

INVESTIGATION! Michael Lessard, Southeast Investments, North and South Carolina
 Israels & Neuman, PLC Investigates Arbitration Claims Against Steven Reznik and Raymond James Financial Services   Have you lost money with financial advisor Steven Reznik (CRD #1067199), or Raymond James Financial Services in Tallahassee, Florida?  We are investigating allegations made by former customers of Steven Reznik also known as Steve Reznik.   Steve Reznik and his …
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12
Sep

INVESTOR WARNING! Investigation of JEFFERY KELLY – Getzville, NY

WARNING! Jeffery Kelly
Jeffery Kelly, formerly with Ameriprise Financial Services, Barred from Securities Industry   Have you lost money with financial advisor Jeffery Kelly of Getzville, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jeffery Joseph Kelly. FINRA barred Kelly from the securities industry after he failed to respond to a …
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11
Sep

WARNING! Investigation of TIMOTHY AYRE of Agawam, MA

INVESTIGATION! Michael Lessard, Southeast Investments, North and South Carolina
Timothy Ayre, Formerly with Spencer Edwards, Subject of FINRA Complaint   Have you invested with a company called Rocky Mountain Ayre, Inc.?  Our investment fraud law firm is investigating claims made against financial advisors and brokerage firms who recommended that investors invest in Rocky Mountain Ayre.   FINRA (the Financial Industry Regulatory Authority) recently brought …
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11
Sep

INVESTOR WARNING! Advisor GEORGE McCAFFREY Suspended

Investigation - Brian Engstrom of Oppenheimer in Tampa, FL
George McCaffrey, formerly with NTB Financial Corp., Suspended 18 Months from Securities Industry   Have you lost money with financial advisor George McCaffrey from Englewood, Colorado?  We are investigating into allegations made by FINRA (the Financial Industry Regulatory Authority) against George L. McCaffrey III.  FINRA suspended McCaffrey from the securities industry for 18 months, fined …
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11
Sep

WARNING! Investigation of BrokerBank Securities and CIPHERLOC CORP.

INVESTOR ALERT! Robert Renteria Herrera of PFS Investments in El Paso, TX
BrokerBank Securities Fined For Sales Related to Cipherloc Corporation   Have you lost money with BrokerBank Securities, a brokerage firm based out of Eden Prairie, Minnesota?  We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against BrokerBank Securities.   FINRA fined BrokerBank $5,000, alleging that it failed to perform adequate …
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10
Sep

VICTIM INFORMATION on losses with EDWARD DANIEL of Fort Worth, TX

INVESTIGATION! Timothy Hetrick of U.S. Brokerage in Boise, ID
Edward Daniel, formerly with Wells Fargo, Barred from Securities Industry   Have you lost money with financial advisor Edward Daniel of Fort Worth, Texas?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Edward O. Daniel. FINRA barred Daniel from the securities industry after he failed to respond to a FINRA …
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10
Sep

UPDATE! Jerry Raines and Donna Barnard BARRED – Kilgore, TX

INVESTOR ALERT! Peggy Doherty-Punderson of Morgan Stanley in Lebanon, NH
Jerry Raines and Donna Barnard, formerly with HD Vest, Barred from Securities Industry   Have you lost money investing in the Woodbridge Group of Companies through brokers Jerry Raines or Donna Barnard?  Our firm is investigating whether Jerry Raines and Donna Barnard from Kilgore, Texas sold investments in the Woodbridge Group of Companies to their …
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9
Sep

INVESTOR ALERT! Investigation of TAMARA STEELE – Pendleton, IN

INVESTOR ALERT! Lawrence Hagedorn of O.N. Equity Sales in Andover, KS
SEC Files Case Against Tamara Steele Regarding Sales in Behavorial Recognition Systems Labs (now Giant Gray)   Have you invested in a company called Behavorial Recognition Systems Laboratories, now known as Giant Gray, Inc.?  Our investment fraud law firm has spoken to numerous investors who lost money investing in Behavorial Recognition Systems (or BRS), a …
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