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4
Oct

Investigation of JON PARISER – Pacific Grove, CA

WARNING! Jon Pariser
Jon Pariser, formerly with Independent Financial Group, Barred from Securities Industry   Have you lost money with financial advisor Jon Pariser of Pacific Grove, California?  We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against Jon Richard Pariser. FINRA barred Pariser from the securities industry after he failed to …
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2
Oct

UPDATE! Atiq Khan of Covina, CA BARRED

INVESTOR ALERT! Chelsea Financial Services and Charles Bloom in Royal Palm Beach, FL
Atiq Khan, formerly with TransAmerica Financial Advisors, Barred from Securities Industry   Have you lost money with financial advisor Atiq Khan of Covina, California?  We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against Atiq U. Khan. FINRA barred Khan from the securities industry after he failed to respond …
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1
Oct

INVESTOR ALERT! Complaints Against TYLER WOODWARD – Colorado Springs, CO

INVESTIGATION! Michael Lessard, Southeast Investments, North and South Carolina
Tyler Woodward, formerly with MML Investors Services, Subject of FINRA Complaint   Have you lost money with financial advisor Tyler Woodward of Colorado Springs, Colorado?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Tyler James Woodward. FINRA seeks to bar Woodward from the securities industry after he failed to respond …
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26
Sep

Have You Lost Money with LINCOLN INVESTMENT? Call Us Now.

Losses with Newbridge Securities, CJS Technology, and ETFs in Boca Raton Florida
Lincoln Investment Fined $35,000 for Variable Annuity Supervisory Failures   We are currently investigating allegations made against Lincoln Investment, a Fort Washington, Pennsylvania-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Lincoln Investment, alleging that it failed to adequately supervise the exchange of variable annuities by its representatives.  FINRA …
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25
Sep

FRAUD VICTIMS of JOHN SCHMIDT in Dayton, OH May Be Awarded $ Money

INVESTIGATION: Daniel Levine of Morgan Stanley
John Schmidt, formerly with Wells Fargo, Subject of SEC Complaint   Have you lost money investing with John Schmidt from Dayton, Ohio?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against John Gregory Schmidt, formerly with Wells Fargo.  Schmidt was the subject of a complaint by the SEC, who seeks civil …
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20
Sep

WARNING! Investigation of DAMON WALKER – Solon, IA

INVESTOR ALERT! Bryce Jenney of Raymond James in Nashville, TN
Damon Walker from Solon, Iowa Subject of Iowa Insurance Commissioner Complaint   Have you lost money with financial advisor Damon Walker of Solon, Iowa?  We are investigating allegations made by Iowa Insurance Division against Damon Allan Walker. Iowa alleged that Walker made unsuitable investment recommendations when he recommended Oppenheimer Steelpath mutual funds to a customer. …
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19
Sep

ATTENTION! Victims of SUSAN WALKER Fraud – Wayzata, MN

INVESTOR ALERT! Timothy Mills of NYLife in Okemos, MI
Susan Walker, formerly with Ameriprise Financial Services, Subject of SEC Complaint   Have you lost money investing with Susan Walker from Wayzata, Minnesota?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Susan E. Walker, formerly with Ameriprise Financial Services.  Walker was the subject of a complaint by the SEC, who …
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18
Sep

INVESTOR ALERT! Investigation of DANIEL STEINER in Jacksonville, FL

INVESTOR ALERT! Charles Kulch of Next Financial Group in Nashua, NH
 Israels & Neuman, PLC Investigates Arbitration Claims Against Daniel Steiner and Lincoln Financial Advisors   Have you lost money with financial advisor Daniel Steiner (CRD #4565987), with Lincoln Financial Advisors in Jacksonville, Florida?  We are investigating allegations made by former customers of Daniel Steiner. Daniel Robert Steiner (or “Dan”) and his brokerage firm, Lincoln Financial …
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17
Sep

INVESTOR WARNING! Investigation of THOMAS LOGUE – Hinsdale, IL

Losses with Paul Zakhary of J.P. Morgan in Ocala, FL
Thomas Logue, formerly with American Independent Securities Group, Barred from Securities Industry   Have you lost money with financial advisor Thomas Logue of Hinsdale, Illinois?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Thomas Joseph Logue, Jr. FINRA barred Logue from the securities industry after he failed to respond to …
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