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6
Sep

HAVE YOU LOST MONEY WITH JUERGEN WEBER? – Virginia Beach, VA

INVESTOR ALERT! Dana Bruce Vietor of Cape Securities and CFD Investments in Texas and Iowa
Juergen Weber, formerly with Benjamin & Jerold Brokerage, Barred from Securities Industry   Have you lost money with financial advisor Juergen Weber of Virginia Beach, Virginia?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Juergen Weber. FINRA barred Weber from the securities industry after he failed to respond to a …
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6
Sep

INVESTOR WARNING! STEPHEN HURTUK – Boardman, OH

Investigation of Donald Woods of LPL Financial in Louisville, KY
Stephen Hurtuk, formerly with Stifel Nicolaus, Barred from Securities Industry   Have you lost money with financial advisor Stephen Hurtuk of Boardman, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Stephen Thomas Hurtuk. FINRA barred Hurtuk from the securities industry after he failed to respond to a FINRA investigation.  …
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6
Sep

UPDATE! Roger Kroeger BARRED- Ft. Lauderdale, FL

INVESTOR ALERT! Stanley Secor of Cetera Advisors in Salt Lake City, UT
Roger Kroeger, formerly of Invest Financial Corporation, Barred from Securities Industry   Have you lost money with financial advisor Roger Kroeger of Fort Lauderdale, Florida?  We are investigating into allegations made by against Roger Kroeger by FINRA (the Financial Industry Regulatory Authority).  FINRA barred Kroeger from the securities industry after he failed to respond to …
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6
Sep

WARNING! Impending Investigation: RICHARD HUGHES of Wilmington, IL

INVESTOR ALERT! Thomas Marino of R.M. Stark & Co. in Delray Beach Florida
Richard Hughes, formerly of Wells Fargo, Suspended Eight Months from Securities Industry   Have you lost money with financial advisor Richard Hughes of Wilmington, Illinois?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Richard Stephen Hughes. FINRA suspended Hughes from the securities industry for eight months and fined him $10,000 …
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5
Sep

DAVID DEL RIO Fraud Victims May Be Awarded Money – Lehigh Acres, FL

Update! Gregory Pease of Wells Fargo in Red Bank, NJ
David Del Rio, formerly with Suntrust Investment Services, Arrested and Charged with Theft   Have you lost money investing with David Del Rio of Lehigh Acres, Florida?  We are investigating allegations made against David Del Rio, a financial advisor that was formerly affiliated with Suntrust Investment Services.  According to the Sun Sentinel, Del Rio was …
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5
Sep

KARL FOUST of Boca Raton, FL – Customer Complaints and Losses

Investor Alert! Gerald Roger Dewes of Cadaret Grant & Co. in East Amherst, NY
Karl Foust, formerly with HD Vest Investment Services, Subject of Numerous Complaints Regarding Wimbledon Health Partners, LLC   Have you lost money with financial advisor Karl Foust of Boca Raton, Florida?  We are investigating allegations made against Karl Ronald Foust, Jr.  According to FINRA’s BrokerCheck, Foust has been the subject of seven customer complaints, all …
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30
Aug

INVESTOR ALERT! Daniel Winger of PFS Investments BARRED

Investor Alert! Daniel Burns of Newberg, Oregon and Woodbridge investments
Daniel Winger, formerly of PFS Investments, Barred from Securities Industry by FINRA   Have you lost money with financial advisor Daniel Winger of Federal Way, Washington?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Daniel Noah Winger.  Daniel Winger was barred from the securities industry by FINRA after it was …
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26
Aug

INVESTOR ALERT! Investigation of STEWART MALLOY – Riverhead, NY

Losses with Ronald Hannes of Woodbury Financial in Spokane, WA
Stewart Malloy, formerly with Morgan Stanley, Subject of FINRA Complaint   Have you lost money with financial advisor Stewart Malloy of Riverhead, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Stewart Clinton Malloy. FINRA seeks to bar Malloy from the securities industry after he failed to respond to …
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16
Aug

UPDATE! MATTHEW MACZKO of WELLS FARGO in Trouble – Oak Brook, IL

INVESTOR ALERT! Bryce Jenney of Raymond James in Nashville, TN
Matthew Maczko from Oak Brook, Illinois Subject of  Illinois Securities Department Complaint   Have you lost money with financial advisor Matthew Maczko from Oak Brook, Illinois?  We are continuing our investigation into allegations made against Matthew M. Maczko, who previously worked with Wells Fargo Advisors.  The Illinois Securities Department brought a complaint against Maczko after …
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