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21
Oct

ADAM LOPEZ and Country Capital Complaints – Springfield, IL

INVESTOR ALERT! Adam Lopez and Country Capital
Adam Lopez of Country Capital Subject of  Illinois Securities Department Complaint   Have you lost money with financial advisor Adam Lopez from Springfield, Illinois?  We are continuing our investigation into allegations made by the Illinois Securities Department against Adam Lopez, who has been registered with Country Capital Management Company.  Illinois alleged that Lopez swindled his …
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20
Oct

WILLIAM DERRINGTON of KCD Financial Accused of STEALING MONEY

INVESTOR ALERT! Dennis Murphy of Monmouth Capital in Red Bank, NJ
William Derrington, formerly with KCD Financial, Subject of Washington Securities Division Complaint   Have you lost money with financial advisor William Derrington of Bellevue, Washington?  We are investigating allegations made by the Washington Securities Division.   Washington alleged that Derrington borrowed money from a customer and never paid it back.  Derrington did not have permission from …
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19
Oct

WARNING! Impending Investigation – CHRIS KUBIAK of Brookfield, WI

INVESTOR ALERT! Eldridge Parks of Raymond James in Saginaw, MI
Chris Kubiak, formerly with Freedom Investors Corp. and Calton & Associates, Barred by FINRA   Have you lost money with financial advisor Chris Kubiak of Brookfield, Wisconsin?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Chris Kubiak.  FINRA barred Kubiak from the securities industry regarding allegations that he stole or …
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18
Oct

David Neuman Re-Elected to PIABA

David Neuman, Securities Attorney
David Neuman Re-Elected to PIABA   Israels & Neuman, PLC is proud to announce that one of our founding and managing partners, David Neuman, has been re-elected to the PIABA (Public Investors Arbitration Bar Association) Board of Directors.  David Neuman will be serving his second three-year term on the Board of Directors and has been …
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11
Oct

INVESTOR ALERT! THOMAS DAVIS and Wells Fargo LOSSES – Hilton Head Island, SC

INVESTOR ALERT! Thomas Marino of R.M. Stark & Co. in Delray Beach Florida
Thomas Davis, formerly of Wells Fargo, Barred from Securities Industry   Have you lost money with financial advisor, Thomas Davis of Hilton Head Island, South Carolina?  We are investigating into allegations made against Thomas Davis by FINRA (the Financial Industry Regulatory Authority).  FINRA barred him from the securities industry after he failed to respond to …
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10
Oct

WILFRED RODRIGUEZ of Wells Fargo and STOLEN MONEY? -Boca Raton, FL

Investor Alert! Daniel Burns of Newberg, Oregon and Woodbridge investments
Wilfred Rodriguez, formerly of Wells Fargo, Barred from Securities Industry   Have you lost money with financial advisor, Wilfred Rodriguez of Boca Raton, Florida?  We are investigating into allegations made by against Wilfred Rodriguez by FINRA (the Financial Industry Regulatory Authority).  FINRA barred Wilfred Rodriguez from the securities industry after he failed to respond to …
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5
Oct

Complaints Against WILLIAM BLACK of Edward Jones – Malvern, AR

INVESTOR ALERT! Peggy Doherty-Punderson of Morgan Stanley in Lebanon, NH
Edward Jones Subject of Arkansas Complaint Regarding Supervision of William Black   Have you lost money with financial advisor William Black of Malvern, Arkansas?  We are investigating allegations made by the Arkansas Securities Department.  Arkansas alleged that Edward Jones failed to reasonably supervise William “Ken” or “Kinney” Black.   Arkansas alleged that Black was placed …
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5
Oct

INVESTOR ALERT! JOHN GILBERT SUSPENDED – Houston, TX

INVESTOR ALERT! Ma Rosa Linan Abrego of Merrill Lynch in McAllen, TX
John Gilbert, formerly with Raymond James & Associates, Suspended 45 Days from Securities Industry   Have you lost money with financial advisor John Gilbert from Houston, Texas?  We are investigating into allegations made by FINRA (the Financial Industry Regulatory Authority) against John Wendel Gilbert.  FINRA suspended Gilbert from the securities industry for 45 days, fined …
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