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21
Nov

Kimberly Kitts Steals $3 Million from Royal Alliance Customers

INVESTOR ALERT! Edward Espinal of Santander Securities and JP Morgan in Wayne, NJ
Kimberly Kitts, formerly with Royal Alliance Associates, Pleaded Guilty to Criminal Charges   Have you lost money with financial advisor Kimberly Kitts of Orleans, Massachusetts?  We are continuing our investigation into allegations made by the Securities and Exchange Commission (SEC) against Kimberly Pine Kitts.  In July 2018, the SEC alleged that Kitts, who has an …
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19
Nov

Advisor ROBERT BASILE Steals Money From Elderly Mother’s Account

Investigation of Scott Newsholme and SII Investments
Robert Basile, formerly with Waddell & Reed, Barred by FINRA   Have you lost money with financial advisor Robert Basile of Riverside, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Robert Lee Basile. FINRA barred Basile from the securities industry regarding allegations that he stole or converted $130,000 from …
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16
Nov

CAROL HOLESHA Suspended for “Borrowing” Money from Customers

INVESTOR ALERT! Michael Reither of First Allied Securities in St. Louis, MO
Carol Holesha, formerly with LPL Financial, Suspended Five Months from Securities Industry   Have you lost money with financial advisor Carol Holesha of Chicago, Illinois?  We are investigating allegations made by the Financial Industry Regulatory Authority (FINRA) against Carol Ann Holesha.  Holesha was suspended from the securities industry for five months regarding allegations that she …
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16
Nov

INVESTIGATION of TERRENCE PURICELLI – Chesterfield, MO

Losses with William Horak of Purshe Kaplan in Tallahassee, FL
Terrence Puricelli, formerly with Wells Fargo, Barred from Securities Industry   Have you lost money with financial advisor Terrence Puricelli from Chesterfield, Missouri?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Terrence R. Puricelli. FINRA barred Puricelli from the securities industry after he failed to respond to an investigation.  …
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14
Nov

UPDATE! KYLE HARRINGTON Barred for Stealing Money

INVESTOR ALERT! Halil Kozi of PHX Financial in New York, NY
Kyle Harrington, of San Diego, California, Barred from Securities Industry   Have you lost money with financial advisor Kyle Harrington of San Diego, California?  We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against Kyle Harrington. FINRA brought a claim against Harrington, making several allegations.   FINRA alleged that …
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12
Nov

CHRISTOPHER HIBBARD Arrested on Fraud Charges

James Thomas Booth of Invest Financial and LPL Financial in Norwalk, CT Guilty of Fraud
Christopher Hibbard, of Merrill Lynch, Arrested and Charged with Fraud   Have you lost money with financial advisor Christopher Hibbard from Louisville, Kentucky?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Christopher Lee Hibbard. FINRA barred Hibbard from the securities industry after he failed to respond to an investigation.  …
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