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3
Sep

WARNING- Investigation of DALE RAMSPERGER and Securities America

Losses with Joel Freedman of Morgan Stanley in Conshohocken, PA
SCOTTSDALE, ARIZONA  Have you lost money with financial advisor Dale Ramsperger, formerly with Securities America in Scottsdale, Arizona?  We are looking into allegations made against Dale Ramsperger. Ramsperger was suspended from the securities industry by FINRA for five months. Ramsperger was alleged to have to recommended investments in promissory notes of a media company in …
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2
Sep

JOSEPH LIANZO of Laidlaw Involved in Excessively Trading Accounts

MELVILLE, NY  Have you lost money with financial advisor Joseph Lianzo, formerly with Laidlaw & Company in Melville, New York?  We are looking into allegations made against Joseph Lianzo. Lianzo was suspended from the securities industry by FINRA for eight months.  Lianzo was alleged to have to have engaged in excessive trading, or churning. Joseph …
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2
Sep

WARNING – Investigation of JENNIFER LING of Axiom Capital

Losses with Archibald McMichael of Lifemark Securities in Wayne, PA
SUNNYVALE, CALIFORNIA  Have you lost money with financial advisor Jennifer Ling, formerly with Axiom Capital Management and First Allied Securities in Sunnyvale, California?  We are looking into allegations made against Jennifer Ling. Ling has been the subject of seven customer complaints, two of which were filed within the last year.  The recent complaints allege that …
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1
Sep

SCOTT BROOKS of Newbridge Securities Accused of Unsuitable GPB Investments

SAN CLEMENTE, CALIFORNIA  Have you lost money with financial advisor Scott S. Brooks, with Newbridge Securities Corp. in San Clemente, California?  We are looking into allegations made against Scott Brooks. Brooks has been the subject of two customer complaints, one of which was filed within the last year.  The recent complaint alleges that Brooks recommended …
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26
Aug

DONALD FOWLER of Worden Capital Accused of Excessive Trading

ROCKVILLE CENTRE, NY  Have you lost money with financial advisor Donald J. Fowler, formerly with Worden Capital Management in Rockville Centre, New York?  We are looking into allegations made against Donald Fowler. Fowler was barred from the securities industry by FINRA.  FINRA barred Fowler regarding allegations that he excessively traded or churned customer accounts. Donald …
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