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25
Aug

THEODORE FRANSE of Independent Financial Accused of Selling Unsuitable REITs

Losses with Brian Scott Graham of Cetera Advisor Networks in Plainfield, IL
 FAIR OAKS, CALIFORNIA  Have you lost money with financial advisor Theodore Franse, formerly with Independent Financial Group and First Allied Securities in Fair Oaks, California?  We are looking into allegations made against Theodore Franse. Franse has been the subject of six customer complaints, two of which were filed within the last year.  The recent complaints …
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25
Aug

Securities Law Firm Investigates Allegations Against ANDRE SENEGAL of One America Securities

Losses with John Kasel of US Bancorp in Seattle, WA
 OAKBROOK TERRACE, ILLINOIS  Have you lost money with financial advisor Andre Pierre Senegal, formerly with One America Securities in Oakbrook Terrace, Illinois?  We are looking into allegations made against Andre Senegal. Senegal was suspended from the securities industry after he failed to respond to a FINRA investigation.  Senegal was being investigated for allegations that he …
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25
Aug

Securities Fraud Law Firm Helps Victims of HORIZON PRIVATE EQUITY and JOHN WOODS Ponzi Scheme

Losses with Louis Peter Goff of Wells Fargo in Salt Lake City, UT
MARIETTA, GEORGIA Have you lost money with financial advisor John Woods of Marietta, Georgia?  The Law Firm of Israels & Neuman is looking into allegations made by the Securities and Exchange Commission (SEC) against John J. Woods.  The SEC alleged that John Woods operated a Ponzi Scheme for over a decade.  The SEC further alleges …
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25
Aug

DAVID BECKER of Cetera Advisors Accused of Selling Unsuitable REITs

WATERLOO, IA  Have you lost money with financial advisor David M. Becker, formerly with Cetera Advisors and now with Purshe Kaplan Sterling in Waterloo, Iowa?  We are looking into allegations made against David Becker, who was recently the subject of a customer complaint.  The customer alleged that Becker made unsuitable recommendations to invest in real …
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25
Aug

Investment Fraud Law Firm Investigates JOHNNIE JONES of Network 1 Financial

Losses with John Hebner of Moloney Securities in Hayden, OH
SYOSSET, NEW YORK  Have you lost money with financial advisor Johnnie Melvin Jones, formerly with Network 1 Financial in Syosset, New York?  We are looking into allegations made against Johnnie Jones, who was suspended from the securities industry after he failed to respond to a FINRA investigation. Johnnie Jones was with Network 1 Financial from …
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24
Aug

WARNING: Investigation of MARK SMITH of TransAmerica Financial

Losses with Gino Rahman of Merrill Lynch in Bloomfield Hills, MI
 GREENWOOD VILLAGE, COLORADO  Have you lost money with financial advisor Mark Smith, formerly with TransAmerica Financial Advisors and now with Purshe Kaplan Sterling in Greenwood Village, Colorado?  We are looking into allegations made against Mark Smith, who was allowed to “voluntarily” resign from TransAmerica Financial Advisors while it was investigating Smith regarding allegations of an …
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24
Aug

Integral Financial and WEIMING “FRANK” HO Involved in Allegations of Unsuitable Investments

Losses with Daniel Beech of Western International Securities in Pasadena, CA
SAN JOSE, CALIFORNIA Have you lost money with financial advisor Weiming “Frank” Ho of San Jose, California?  We are looking into allegations made by the Securities and Exchange Commission (SEC) against Weiming “Frank” Ho.  The SEC alleged that Ho and his firm, Integral Financial, failed to supervise four representatives.  The SEC alleged that the representatives …
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18
Aug

MARCUS BOGGS of Merrill Lynch Ordered to Pay $3 Million Back to Customers

Losses with William Berg of Royal Fund Management in Waukee, IA
CHICAGO, ILLINOIS Have you lost money with financial advisor Marcus E. Boggs, formerly of Merrill Lynch in Chicago, Illinois?  We are continuing to look into allegations made Boggs, who was recently sentenced to 3.5 years in prison and ordered to pay back $3 million in restitution.  Boggs told investors he would invest their money but …
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