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15
Sep

DUANE COOPER of Wells Fargo Accused of Selling $600,000 of Unsuitable Investments

Losses with Archibald McMichael of Lifemark Securities in Wayne, PA
 BEE CAVE, TEXAS Have you lost money with financial advisor Duane Cooper, with Wells Fargo in Bee Cave, Texas?  We are looking into allegations made against Duane Cooper. Cooper has been the subject of three customer complaints, one which was filed within the last year.  The recent complaint alleges unsuitable investments in private placements and …
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12
Sep

WILLIAM JEFFREY MICHERO Accused of Theft from Customers of Cambridge Investment

Losses with Louis Peter Goff of Wells Fargo in Salt Lake City, UT
FORT WORTH, TEXAS Have you lost money with financial advisor William Jeffrey Michero, formerly with Cambridge Investment Research in Fort Worth, Texas?  We are looking into allegations made against William Michero. Michero was fired by Cambridge Investment Research in August 2021.  Cambridge alleged that Michero misappropriated trust funds through this outside business activity as a …
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10
Sep

KIMM HANNAN of Horter Investment Indicted for FRAUD – How to Recover Money

Losses with Debra Mae Carter of KMS Financial in Weatherford, TX
TOWNSHIP, OHIO Have you lost money with financial advisor Kimm Hannan, formerly with Horter Investment Management of Jackson Township, Ohio? We are continuing to look further into claims against Kimm Hannan. On January 18, 2019, Kimm C. Hannan was found guilty of investment fraud, according to Inde Online and sentenced to 20 years in prison.  …
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9
Sep

COMPLAINTS Against Stephen Sullivan of Spartan Capital Securities

Investment losses with Jan Earl Haynes of Integrity Brokerage and Centaurus in La Jolla, CA
GARDEN CITY, NY  Have you lost money with financial advisor Stephen James Sullivan, with Spartan Capital Securities in Garden City, New York?  We are looking into allegations made against Stephen Sullivan. Sullivan has been the subject of an investigation by FINRA.  FINRA is investigating whether Sullivan had been excessively trading or churning customer accounts.  Sullivan …
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9
Sep

TODD KLING of Joseph Stone Capital Involved in Excessive Trading Allegations

Losses with John Lowry of Spartan Capital in New York NY
NEW YORK, NY  Have you lost money with financial advisor Todd F. Kling, with Joseph Stone Capital in New York, New York?  We are looking into allegations made against Todd Kling. Kling has been the subject of an investigation by FINRA.  FINRA is investigating whether Kling had been excessively trading or churning customer accounts. Todd …
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9
Sep

PETER JANSSEN of Katalyst Securities Involved in Unsuitable Investment COMPLAINTS

Losses with Alan Appelbaum, Paul Gallivan, Aegis Capital and VRSP investments in Boca Raton, FL
NEW YORK, NY  Have you lost money with financial advisor Peter K. Janssen, with Katalyst Securities in New York, New York?  We are looking into allegations made against Peter Janssen. Janssen has been the subject of three customer complaints, one of which was filed within the last year.  The recent customer complaint alleges that Janssen …
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9
Sep

PAUL VIZANKO of Wells Fargo BARRED for Allegations of Misappropriating Customer Funds

Losses with John Hebner of Moloney Securities in Hayden, OH
DULUTH, MINNESOTA  Have you lost money with financial advisor Paul Vizanko, formerly with Wells Fargo in Duluth, Minnesota?  We are looking into allegations made against Paul Vizanko. Vizanko was barred from the securities industry after he failed to respond to a FINRA investigation.  Vizanko was being investigated after he allegedly misappropriated funds from a customer. …
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9
Sep

MAXIM BELIAKOV of Garden State Securities SUSPENDED and FINED for Excessive Trading in Customer Accounts

 RED BANK, NJ  Have you lost money with financial advisor Maxim Beliakov, with Garden State Securities in Red Bank, New Jersey?  We are looking into allegations made against Maxim Beliakov. Beliakov has been the subject of an investigation by FINRA.  FINRA was investigating whether Beliakov had been excessively trading or churning customer accounts.  To settle …
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9
Sep

WILLIAM WEISBROD of Purshe Kaplan Involved in $12 Million Unsuitable Investment COMPLAINT

Losses with Kostas Tsamos of Spartan Capital in Garden City, NY
 FAIRFIELD, NEW JERSEY  Have you lost money with financial advisor William Weisbrod, with Purshe Kaplan Sterling in Fairfield, New Jersey?  We are looking into allegations made against William Weisbrod. Weisbrod has been the subject of two customer complaints, one which was filed within the last year.  The recent complaint alleges an unsuitable investment in an …
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9
Sep

UPDATE! Adam Belardino of MML and MetLife is Now BARRED

Losses with James Parrelly of Investment Planners in Dearborn, MI
ELMSFORD, NY Have you lost money with financial advisor Adam G. Belardino of Elmsford, New York?  We are continuing to look into allegations made by FINRA, the Financial Industry Regulatory Authority, against Adam Belardino.  FINRA barred Belardino from the securities industry after he failed to respond to an investigation.  Belardino was being investigated for selling …
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