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21
Sep

DAVID WELLS of Fifth Third Securities Accused of Stealing Money from Customers

Losses with Gino Rahman of Merrill Lynch in Bloomfield Hills, MI
CHICAGO, ILLINOIS  Have you lost money with financial advisor David S. Wells, formerly with Fifth Third Securities in Chicago, Illinois?  We are looking into allegations made against David Wells. Wells was barred from the securities industry after he failed to respond to a FINRA investigation.  Wells was being investigated after he allegedly misappropriated funds from …
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17
Sep

RON DALEY of W&S Brokerage Accused of Stealing Money from Elderly Customer

Investment losses with Jeffrey Dampf of PFS Investments in Totowa
WEST CHESTER, OHIO  Have you lost money with financial advisor Ronald S. Daley, formerly with W&S Brokerage Services in West Chester, Ohio?  We are looking into allegations made against Ronald Daley. Daley was barred from the securities industry after he failed to respond to a FINRA investigation.  Daley was being investigated after he allegedly misappropriated …
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17
Sep

Securities Fraud Law Firm Investigates Complaint Against Jason Ward of International Assets and Ameritas

Losses with Edgar Kleydman and AXA Advisors
OWASSO, OKLAHOMA  Have you lost money with financial advisor Jason Paul Ward, formerly with International Assets Advisory in Owasso, Oklahoma?  We are looking into allegations made against Jason Ward. Ward has been the subject of a recent customer complaint.  The recent complaint alleges unsuitable investments in private placements and limited partnerships.  The complaint alleges $100,000 …
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16
Sep

Law Firm of Israels & Neuman Helps Victims Recover Money Due to JAMES SEIJAS Q3 Cryptocurrency SCAM

Kenneth Welsh of Wells Fargo in Fairfield, NJ FRAUD
SHORT HILLS, NEW JERSEY Have you lost money with Michael Ackerman, and financial advisor James A. Seijas (CRD# 2392901) formerly of Wells Fargo Advisors in Short Hills, New Jersey?  We are continuing to look into allegations of former customers related to James Seijas. Seijas’ former business partner, Michael Ackerman, pleaded guilty to fraud related to …
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16
Sep

ROBERT NYILAS Involved With Selling Unsuitable Investments Through Advisory Group Equity Services

Losses with Kyle Baker of
WOBURN, MASSACHUSETTS  Have you lost money with financial advisor Robert Nyilas, formerly with Advisory Group Equity Services in Woburn, Massachusetts?  We are looking into allegations made against Robert Nyilas. Nyilas was barred from the securities industry after he failed to respond to a FINRA investigation.  Nyilas was being investigated after he allegedly sold unsuitable investments …
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16
Sep

Securities Law Firm Investigates STEVEN VANDER VELDE For Unsuitable REIT Investments

Losses with Kyle Baker of First Trust Portfolios in Wheaton, IL
FLOWER MOUND, TEXAS  Have you lost money with financial advisor Steven Vander Velde, with Cambridge Investment Research in Flower Mound, Texas?  We are looking into allegations made against Steven Vander Velde. Vander Velde has been the subject of a recent customer complaint.  The recent complaint alleges unsuitable investments in real estate.  The complaint alleges $300,000 …
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16
Sep

Investigation of Advisor PAUL FURUSHO – San Francisco, CA

Losses with David Taddeo of LPL Financial in La Mesa, CA
SAN FRANCISCO, CALIFORNIA  Have you lost money with financial advisor Paul Furusho, formerly with APW Capital in San Francisco, California?  We are looking into allegations made against Paul Furusho. Furusho was barred from the securities industry after he failed to respond to a FINRA investigation.  Furusho was being investigated after he allegedly arranged a private …
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16
Sep

MONICA BALDWIN of Raymond James Accused of Selling Unsuitable Oil & Gas Investments

Losses with Louis Peter Goff of Wells Fargo in Salt Lake City, UT
 LONGMONT, COLORADO  Have you lost money with financial advisor Monica Baldwin, with Raymond James Financial in Longmont, Colorado?  We are looking into allegations made against Monica Baldwin. Baldwin and her brokerage firm, Raymond James Financial, were the subject of a FINRA arbitration claim, where a customer alleged Baldwin overconcentrated their accounts in energy investments, including …
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16
Sep

JAMES SIMPSON of Equitable Advisors Involved in Theft Allegations

Losses with Christopher Reynolds of Pruco Securities in Canonsburg, PA
 TOLEDO, OHIO  Have you lost money with financial advisor James Earl Simpson, formerly with Equitable Advisors in Toledo, Ohio?  We are looking into allegations made against James Simpson. Simpson was “permitted to resign” by Equitable Advisors in August 2021.  It was alleged that Simpson misappropriated client funds and allegedly sold an unsuitable annuity. James Simpson …
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