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21
Dec

COMPLAINTS Against CRAIG FRIEDRICHSEN of Voya Financial

Losses with Christopher Watkins of LPL Financial in Louisville, KY
TOPEKA, KANSAS  Have you lost money with financial advisor Craig Friedrichsen, formerly of Voya Financial Advisors in Topeka, Kansas?  The law firm of Israels & Neuman is looking into allegations made against Craig R. Friedrichsen, Jr., who has been the subject of four customer complaints.  Two of the customer complaints allege losses from alternative investments, …
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21
Dec

Investigation of CHADWICK COLLINS of Kestra Investment – Carlsbad, CA

Losses with Douglas Nelson of Kingswood Capital in Pahrump, NV
CARLSBAD, CALIFORNIA  Have you lost money with financial advisor Chadwick Collins, of Kestra Investment Services in Carlsbad, California?  We are looking into allegations made against Chadwick Collins, who has been the subject of five customer complaints, three of which were filed in 2021.  Two of the recent complaints each allege over $1 million in damages …
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21
Dec

Investigation of AUSTIN DUTTON of Newbridge Securities

Losses with Kostas Tsamos of Spartan Capital in Garden City, NY
DOYLESTOWN, PENNSYLVANIA  Have you lost money with financial advisor Austin Dutton, formerly of Newbridge Securities Corp. in Doylestown, Pennsylvania?  We are looking into allegations made against Austin R. Dutton, Jr. Austin Dutton has been the subject of 25 customer complaints.  Many of the customer complaints allege losses from alternative investments, including non-traded REITs (real estate …
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17
Dec

WARNING! Daniel Della Rosa of Corinthian Partners is BARRED

Losses with Dusty Sternadel of Ameriprise Financial in Wichita Falls, TX
TAMPA, FLORIDA Have you lost money with financial advisor Daniel Della Rosa of Tampa, Florida?  We are continuing to look into allegations made by FINRA, the Financial Industry Regulatory Authority, against Daniel Della Rosa.  In June 2021, FINRA suspended Della Rosa after he failed to respond to an investigation.  Now FINRA has permanently barred Della …
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13
Dec

Warning: RODNEY WASHINGTON of UBS Financial is BARRED – Ohio

Losses with Billy Stanage of Commonwealth Financial in Rio Rancho, NM
NEW ALBANY, OHIO Have you lost money with financial advisor Rodney Washington, formerly with UBS Financial Services, in New Albany, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Rodney D. Washington. FINRA barred Washington from the securities industry after he failed to respond to a FINRA investigation.  FINRA was …
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