DOYLESTOWN, PENNSYLVANIA
Have you lost money with financial advisor Austin Dutton, formerly of Newbridge Securities Corp. in Doylestown, Pennsylvania? We are looking into allegations made against Austin R. Dutton, Jr. Austin Dutton has been the subject of 25 customer complaints. Many of the customer complaints allege losses from alternative investments, including non-traded REITs (real estate investment trusts) while Dutton was affiliated with Newbridge Securities Corp.
Austin Dutton was a registered representative of Newbridge Securities Corp. from 2007 to August 2017. He has also been with Center Street Securities, Primex, and American Trust Investment Services. He has worked at branch offices in Doylestown, Pennsylvania.
Brokerage firms like Newbridge Securities Corp. have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Pennsylvania. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click to view: Dutton, Austin BrokerCheck 12.21.21