NEW YORK, NY

 Have you lost money with financial advisor Joseph Fedorko, with Laidlaw & Company in New York, New York?  We are looking into allegations made against Joseph Fedorko. Fedorko has been the subject of an investigation by FINRA.  FINRA investigated whether Fedorko had been excessively trading or churning customer accounts.  To settle these allegations, Fedorko agreed to a ten-month suspension from the securities industry and a $7,500 fine.

Joseph Fedorko was with Laidlaw & Company from 2009 to the present.  He has worked at branch offices in New York, New York.  Fedorko has also been the subject of 18 customer complaints.

Brokerage firms like Laidlaw & Company have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Laidlaw & Company.

Click to view:  Fedorko, Joseph BrokerCheck 12.21.21

Click to view:  Fedorko, Joseph FINRA AWC

If you lost money with Joseph Fedorko or Laidlaw & Company, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.