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31
Jul

FRAUD ALERT! Cynthia Jones of Fidelity Brokerage BARRED – Boston, MA

FRAUD ALERT! Gerald Coyne of Cuso Financial in Harrisburg, PA
Cynthia Jones, previously with Fidelity Brokerage Services, Barred by FINRA   Have you lost money with financial advisor Cynthia Jones of Fidelity Brokerage Services?  The law firm of Israels & Neuman is investigating allegations made about Cynthia Rice Jones from Boston, Massachusetts.  FINRA (the Financial Industry Regulatory Authority) barred Jones from the securities industry after …
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30
Jul

INVESTOR ALERT! Complaints Against LOUIS MILLER of LPL Financial – New York

INVESTOR ALERT! Robert Renteria Herrera of PFS Investments in El Paso, TX
Louis Miller, previously with LPL Financial, Subject of FINRA Complaint   Have you lost money with financial advisor Louis Miller?  We are investigating allegations made about Louis Mark Miller from Jericho, New York.  FINRA (the Financial Industry Regulatory Authority) seeks to bar Miller from the securities industry.  FINRA alleges that Miller failed to respond to …
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29
Jul

WARNING! Investigation of MICHAEL LEE of Kestra Investments – Darien, CT

INVESTOR ALERT! Michael Lee of Kestra Investment in Darien Connecticut
Michael Lee, formerly with Kestra Investment Services, Suspended from Securities Industry   Have you lost money with financial advisor Michael Lee of Darien, Connecticut?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael Thomas Lee. FINRA suspended Lee from the securities industry for one year and fined $12,500.  FINRA was …
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29
Jul

UPDATE! Advisor MICHAEL SPOLAR is Suspended a Second Time

Investigation - Brian Engstrom of Oppenheimer in Tampa, FL
Michael Spolar, formerly of International Assets Advisory, Suspended Again from Securities Industry   Have you lost money with financial advisor Michael Spolar of Beachwood, Ohio?  The law firm of Israels & Neuman is continuing to look into allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael Patrick Spolar. FINRA previously suspended Spolar from …
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25
Jul

ROBERT MONTES of Morgan Stanley BARRED – Palm Harbor, FL

Investigation of David Austin of J.P. Morgan in Grand Rapids, MI
Robert Montes, previously with Morgan Stanley, Barred by FINRA   Have you lost money with financial advisor Robert Montes?  We are investigation allegations made about Robert Frederico Montes from Palm Harbor, Florida.  FINRA (the Financial Industry Regulatory Authority) barred Montes from the securities industry after Montes failed to respond to its investigation.   FINRA was investigating …
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