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24
Jul

WARNING! Investigation of Advisor Brian DiJulio — Bellevue, WA

INVESTOR ALERT! Brian DiJulio of NBC Securities in Bellevue Washington
Brian DiJulio, formerly with NBC Securities, Suspended by FINRA   Have you lost money with financial advisor Brian DiJulio of NBC Securities in Bellevue, Washington?  The law firm of Israels & Neuman is looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Brian Gregory DiJulio. FINRA suspended DiJulio from the securities industry …
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23
Jul

WARNING! Investigation of JOSEPH ECKHOFF of Lakewood, CO

INVESTOR ALERT! Edward Espinal of Santander Securities and JP Morgan in Wayne, NJ
Joseph Eckhoff, previously with Farmers Financial Solutions, Barred by FINRA   Have you lost money with financial advisor Joseph Eckhoff?  The law firm of Israels & Neuman is investigating allegations made about Joseph Scott Eckhoff from Lakewood, Colorado.  FINRA (the Financial Industry Regulatory Authority) barred Eckhoff from the securities industry after Eckhoff failed to respond …
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20
Jul

WARNING! Investigation of CHARLES KENAHAN – Boston, MA

INVESTOR ALERT! Timothy Van Lohuizen (aka Timothy Vanlohuizen of SagePoint Financial in Coeur d’Alene, Idaho
Charles Kenahan Fired by Merrill Lynch   Have you invested with Charles Kenahan, formerly with Merrill Lynch? Charles Kenahan was fired by Merrill Lynch in July 2019.  Kenahan, who previously worked in the Boston, Massachusetts office, was terminated regarding allegations that he excessively traded (or churned) customers accounts and made unsuitable investments for customers.   …
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19
Jul

ALERT! Complaints Against THOMAS MARINO of Delray Beach, FL

INVESTOR ALERT! Thomas Marino of R.M. Stark & Co. in Delray Beach Florida
Thomas Marino, previously with R.M. Stark & Co., Barred by FINRA   Have you lost money with financial advisor Thomas Marino?  The law firm of Israels & Neuman is investigating allegations made about Thomas John Marino from Delray Beach, Florida.  FINRA (the Financial Industry Regulatory Authority) barred Marino from the securities industry after Marino failed …
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18
Jul

FRAUD INVESTIGATION of ROBERT ESCOBIO in Miami, FL

INVESTOR ALERT! Charles Stevens of D.H. Hill Securities in Humble, TX
Robert Escobio, previously with Southern Trust Securities, Subject of FINRA Complaint   Have you lost money with financial advisor Robert Escobio?  The law firm of Israels & Neuman is investigating allegations made about Robert Juan Escobio from Miami, Florida.  FINRA (the Financial Industry Regulatory Authority) seeks to bar Escobio from the securities industry.  FINRA alleges …
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10
Jul

WARNING! Investigation of KENDALL GROOM in Fresno, CA

Update! Gregory Pease of Wells Fargo in Red Bank, NJ
Kendall Groom of Cetera from Fresno, California, Barred by SEC   Have you lost money with financial advisor Kendall L. Groom, formerly of Fresno, California?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Kendall Groom who worked with Cetera Financial and Independent Financial Group.  The SEC alleged that Groom misappropriated …
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9
Jul

WARNING! Investigation of PEDRO GONZALEZ-SEIJO of TransAmerica

INVESTOR ALERT: Cynthia Couyoumjian of Independent Financial in San Diego and Tustin, CA
Pedro Gonzalez-Seijo, formerly with TransAmerica Financial Advisors, Barred by SEC   Have you lost money with financial advisor Pedro L. Gonzalez-Seijo, of San Juan, Puerto Rico?  The law firm of Israels & Neuman is investigating allegations made by the Securities and Exchange Commission (SEC) against Pedro Gonzalez-Seijo of TransAmerica Financial Advisors.  The SEC alleged that …
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8
Jul

WARNING! Investigation of MICHAEL MACKAY – Cincinnati, OH

FRAUD ALERT! Gerald Coyne of Cuso Financial in Harrisburg, PA
Michael Mackay, formerly with TransAmerica Financial Advisors, Barred from Securities Industry   Have you lost money with financial advisor Michael Mackay of Cincinnati, Ohio?  The law firm of Israels & Neuman is investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael Richard Mackay. FINRA barred Mackay from the securities industry after he …
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8
Jul

WARNING! Investigation of RICHARD CAGLE – Corpus Christi, TX

INVESTOR ALERT! Daniel Arcuri of Thrivent Investments Management in Greensburg, PA
Richard Cagle, formerly with Hilltop Securities Independent Network, Barred from Securities Industry   Have you lost money with financial advisor Richard Cagle of Corpus Christi, Texas?  The law firm of Israels & Neuman is investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Richard Earl Cagle. FINRA barred Cagle from the securities industry …
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8
Jul

INVESTIGATION of WILLIAM ORNSTEIN of Livingston, NJ

INVESTOR ALERT! Piero DiLorenzo of NYLife Securities in Melville, NY
 Israels & Neuman, PLC Investigates Complaints Against William Ornstein of The GMS Group   Have you lost money with financial advisor William Ornstein (CRD# 500470), of The GMS Group, in Livingston, New Jersey?  We are investigating allegations of former customers related to William or Bill Ornstein. Bill Ornstein’s BrokerCheck report, a public record maintained by FINRA, …
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