Israels & Neuman, PLC Investigates William Burks, of Centaurus Financial
Have you lost money with financial advisor William C. Burks, II (CRD# 2944992), of Centaurus Financial, in Flower Mound, Texas? We are investigating allegations of former customers related to William Burks. William Burks’s BrokerCheck report, a public record maintained by FINRA, states that Burks has been the subject of seven customer complaints, some of which makes allegations about the sales of investments in real estate (or REITs) and annuities.
William Burks has been a registered representative of Centaurus Financial from 2000 to the present. He has also been affiliated with the Burks Financial Group. Burks has worked in offices in Flower Mound, Texas.
Brokerage firms like Centaurus Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Texas. Our attorneys have represented over one thousand investors against many brokerage firms in the past.