FRISCO, TEXAS

Have you lost money with financial advisor Kyle Wittgren of Frisco, Texas?  We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Kyle Wittgren.  FINRA has barred Wittgren from the securities industry after he failed to respond to an investigation.  Wittgren was permitted to resign by his former brokerage firm, NY Life Securities, regarding allegations that he signed clients’ names, without their knowledge or authorization, to annuity applications.

Kyle Wittgren was a financial advisor and registered representative of NYLife Securities from April 2016 to April 2021.  He worked at a branch office in Frisco, Texas.

Brokerage firms like NYLife Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan;.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Texas in the past.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against NYLife Securities.

Click to view:  Wittgren, Kyle FINRA AWC

Click to view:  Wittgren, Kyle BrokerCheck 12.28.21

If you lost money with Kyle Wittgren or NYLife Securities, please Contact Us at 720-599-3505 for a free evaluation of your case.