LA JOLLA, CALIFORNIA
Have you lost money with financial advisor Jan Earl Haynes, formerly with Centaurus Financial and Integrity Brokerage Services in La Jolla, California? We are looking into allegations made against Jan Earl Haynes. Haynes has been the subject of thirteen customer complaints, two of which were made within the last year. The recent complaints allege investments in private placements like Preferred Apartment Communities and Moody REIT.
Jan Earl Haynes was with Centaurus Financial from September 2010 to October 2016. He was also with Integrity Brokerage Services from January 2017 to April 2020. He has worked at branch offices in La Jolla, California. Haynes has also been suspended by FINRA for failing to respond to an investigation.
Brokerage firms like Centaurus Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click to view: Haynes, Jan BrokerCheck 12.28.21