Israels & Neuman, PLC Investigates Kenneth Barroga, of Crown Capital Securities
Have you lost money with financial advisor Kenneth James Barroga of Crown Capital Securities in Watsonville, California? We are investigating allegations of former customers related to Kenneth Barroga. It has been alleged that Barroga solicited investors to invest in GPB Capital. GPB Capital has lost significant value, and GPB has also been the subject of regulatory investigations.
Kenneth Barroga has been a registered representative of Crown Capital Securities from 2011 to the present. He has worked at branch offices in Watsonville, California. He also operated Barroga & Associates.
Brokerage firms like Crown Capital Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Ann Arbor, Michigan; and Phoenix, Arizona. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout California. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Crown Capital Securities.