INVESTIGATION NOTICE: Advisor David Gray of Denver, Colorado

Have you lost money with financial advisor David Gray of Denver, Colorado?  We are investigating allegations made by the Securities and Exchange Commission (SEC), against David R. Gray II. The SEC was investigating allegations that Gray stole money from an elderly customer.

According to the SEC’s complaint, David R. Gray II recently pled guilty to theft from an at-risk victim (meaning either an elderly or disabled victim) in Jefferson County, Colorado.  He was sentenced to serve eight years in prison and ordered to pay restitution of $263,418.   However, many criminals who are convicted of theft or fraud rarely satisfy their restitution orders.

David Gray was a licensed investment advisor with Cambridge Investment Research from 1999 to August 2013.  He worked at a branch office in Greenwood Village, Colorado.  He was eventually fired by Cambridge for these allegations, and he was also the subject of a customer complaint regarding the same.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado, and Bellevue, Washington.  Attorney Aaron Israels is licensed to practice law in Colorado and regularly represents clients throughout the Denver area. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Our office handles all of our arbitration cases on a contingent fee basis, meaning you do not pay unless we recover money for you.

Click to view:  Gray, David SEC Order

Click to view:  Gray, David BrokerCheck 8.10.16

HAVE YOU LOST MONEY WITH DAVID GRAY OF DENVER, COLORADO?

             CONTACT ISRAELS & NEUMAN, PLC FOR A FREE CASE EVALUATION

                Denver Office: (720) 599-3505

                Seattle Office: (206) 795-5798

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency.  Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency.  All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact.  This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice.  Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis.  In contingent representation, clients may still be liable for costs.