Israels & Neuman, PLC Investigates GEOFFREY FORCINO, Formerly of LPL Financial – KING OF PRUSSIA, PA

Have you lost money with financial advisor Geoffrey Forcino, formerly of LPL Financial in King of Prussia, Pennsylvania?  We are looking into allegations made against Geoffrey Forcino who has been the subject of a customer complaint filed in 2021.  The customer alleged that Forcino sold them unsuitable BDCs (business development companies), stocks, and mutual funds.

Geoffrey Forcino was a registered representative of LPL Financial from 2012 to October 2019.  He has been with Purshe Kaplan Sterling from October 2019 to the present.  He worked at branch offices in King of Prussia, Pennsylvania.

Brokerage firms like LPL Financial have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Pennsylvania.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against LPL Financial.

Click to view BROKERCHECK:  Forcino, Geoffrey BrokerCheck 6.8.21

If you lost money with Geoffrey Forcino or LPL Financial, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.