FLOURTOWN, PENNSYLVANIA

Have you lost money with financial advisor Frank Betsch, formerly of H. Beck in Flourtown, Pennsylvania?  We are looking into allegations made against Frank Betsch, who has been the subject of two customer complaints, one which was filed in 2021.  The customer alleged that Betsch sold them unsuitable BDCs (business development companies) and REITs (real estate investment trusts) and alleges $75,000 in damages from the BDCs and REITs.

Frank Betsch was a registered representative of H. Beck from 2003 to March 2021.  He has been with Purshe Kaplan Sterling from March 2021 to the present.  He has worked at branch offices in Flourtown, Pennsylvania.

Brokerage firms like H. Beck have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Pennsylvania.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against H. Beck.

Click to view BROKERCHECK:  Betsch, Frank BrokerCheck 6.9.21

If you lost money with Frank Betsch or H. Beck, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.