John G. Hoagland, previously with Morgan Stanley, Suspended by FINRA
Have you lost money with financial advisor John Hoagland? We are investigating allegations made about John Gunther Hoagland from Troy, Michigan. FINRA (the Financial Industry Regulatory Authority) suspended Hoagland from the securities industry for three months and fined him $5,000. FINRA was investigating Hoagland after he was alleged to have made unauthorized trades in customer accounts.
John Hoagland was a financial advisor and registered representative of Morgan Stanley from 2009 to January 2018. He worked in a branch office in Troy, Michigan. Hoagland has been the subject of three customer complaints.
Brokerage firms like Morgan Stanley Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Ann Arbor, Michigan; Denver, Colorado; Phoenix, Arizona; and Seattle, Washington. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Michigan. Attorney Aaron Israels is licensed to practice law in Michigan, he grew up in Holland, Michigan and also lived for many years in the Detroit area. We have also represented a number of victims of Michigan brokers, including Christopher Tolmacs. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including Morgan Stanley.
Click to view: Hoagland, John FINRA AWC
Click to view: Hoagland, John BrokerCheck 11.12.19
If you lost money with John Hoagland or Morgan Stanley, please CONTACT US at 720-599-3505 for a free evaluation of your case.