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19
Oct

INVESTOR WARNING! William Scholander and Talman Harris of New York, NY

WARNING!  William Scholander and Talman Harris from New York, New York   Have you lost money with financial advisor William Scholander of New York, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against William J. Scholander. FINRA suspended Scholander from the securities industry for six months regarding allegations that …
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15
Oct

INVESTOR WARNING! Jeffrey Howell from Chesterfield, Missouri

INVESTOR ALERT! William Wobbe, Hilliard Lyons in Louisville KY
WARNING!  Jeffrey Howell from Chesterfield, Missouri   Have you lost money with financial advisor Jeffrey Howell of Chesterfield, Missouri?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jeffrey H. Howell. FINRA barred Howell from the securities industry after he failed to adequately respond to a FINRA investigation.  FINRA was investigating …
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14
Oct

WARNING! Investigation of GREGORY R. BAUER FROM PITTSBURGH, PENNSYLVANIA

INVESTOR ALERT! Cory Williams
WARNING!  Gregory R. Bauer from Pittsburgh, Pennsylvania   Have you lost money with financial advisor Gregory Bauer of Pittsburgh, Pennsylvania?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Gregory R. Bauer.  FINRA barred Bauer from the securities industry regarding allegations that he stole money from his parents’ account while he …
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13
Oct

WARNING! BRANDON ADKINS FROM EAU CLAIRE, WISCONSIN

INVESTOR ALERT! Susan Welo
WARNING!  Brandon Adkins from Eau Claire, Wisconsin   Have you lost money with financial advisor Brandon M. Adkins of Eau Claire, Wisconsin?  We are investigating allegations made by the Wisconsin Department of Financial Institutions against Brandon M. Adkins. Wisconsin alleged that Adkins was terminated by his former brokerage firm, Merrill Lynch, on December 17, 2014, …
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13
Oct

INVESTOR WARNING! Jean Walsh-Josephson and Maxine Gehrt from Oshkosh, Wisconsin

Warning! Michael Collins of Robert Baird & Co in Chicago, IL
WARNING!  Jean Walsh-Josephson and Maxine Gehrt from Oshkosh, Wisconsin   Have you lost money with financial advisor Jean Walsh-Josephson and Maxine Gehrt of Oshkosh, Wisconsin?  We are investigating allegations made by Wisconsin Department of Financial Institutions against Walsh-Josephson and Gehrt.  Wisconsin alleged that Jean Walsh-Josephson misappropriated or stole at least $302,000 in cash from a …
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13
Oct

INVESTOR WARNING! Tobin Senefeld, Jeffrey Risinger, Matthew Haab, and FarmGrowCap LLC

WARNING! Arthur Meunier and Arthur Breitman
WARNING!  Tobin Senefeld, Jeffrey B. Risinger, Matthew D. Haab, and FarmGrowCap LLC   Have you lost money with financial advisors Tobin J. Senefeld, Jeffrey B. Risinger, and Matthew D. Haab of Carmel, Indiana?  The Securities and Exchange Commission (SEC) brought a regulatory action against Senefeld, Risinger, Haab, and the companies that they were affiliated with.  …
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11
Oct

Arbitration Decision in Weber v. PIM Financial Services Involving FINRA Rule 12206

ALERT! Curtis Ile of Sigma Financial Suspended, Mount Carmel Illinois
Recent Arbitration Decision in Weber v. PIM Financial Services Involving FINRA Rule 12206 and Equitable Tolling   Israels & Neuman, PLC was recently involved in an arbitration matter of Weber v. PIM Financial Services, Inc. et al.  In this matter, which was filed in September 2015, the Claimants alleged that they were defrauded by financial …
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11
Oct

RECENT ARBITRATION DECISION INVOLVING FINRA RULE 12206 AND EQUITABLE TOLLING

ALERT! Curtis Ile of Sigma Financial Suspended, Mount Carmel Illinois
Recent Arbitration Decision Involving FINRA Rule 12206 and Equitable Tolling   Israels & Neuman, PLC was recently involved in an arbitration matter of Weber v. PIM Financial Services, Inc. et al.  In this matter, which was filed in September 2015, the Claimants alleged that they were defrauded by financial advisor Burgess Hallums, who was later …
Read More "RECENT ARBITRATION DECISION INVOLVING FINRA RULE 12206 AND EQUITABLE TOLLING"