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1
Nov

UPDATE! Wade J. Lawrence, Oppenheimer & Co., and Southwest Securities

News Update: James McKinney of Cetera Advisors in Tulsa, OK
WARNING!  Wade J. Lawrence, Oppenheimer & Co., and Southwest Securities   Have you lost money with financial advisor Wade Lawrence of Dallas, Texas?  We are continuing our investigation into allegations made by the Securities and Exchange Commission (SEC) against Wade J. Lawrence. The SEC brought a complaint against Wade Lawrence, alleging that from 2010 to …
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30
Oct

UPDATE! DAVID PATRICK THOMAS ARRESTED

WARNING! Michael Giokas
David Patrick Thomas of Bellingham, Washington Arrested   Have you lost money with financial advisor David Patrick Thomas of Bellingham, Washington?  We are continuing to investigate allegations made against David P. Thomas that he was arrested for theft and securities fraud.  According to the Bellingham Herald, Thomas stole more than $500,000 from numerous Whatcom County …
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25
Oct

INVESTOR WARNING! RICHARD SAMPLEY and RAYMOND JAMES & ASSOCIATES

Losses with Paul Zakhary of J.P. Morgan in Ocala, FL
WARNING!  Richard Sampley and Raymond James and Associates   Have you lost money with financial advisor Richard Sampley of Atlanta, Georgia?  We are investigating allegations made by the FINRA (the Financial Industry Regulatory Authority) against Richard A. Sampley.  FINRA alleged that between October 2013 and July 2014, Sampley solicited investors to invest in warrants of …
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24
Oct

WARNING! Investigation of STUART DICKINSON OF HIGHLAND PARK, TX

INVESTOR ALERT! Travis Hudak
INVESTOR WARNING!  Stuart Dickinson from Highland Park, Texas   Have you lost money with financial advisor Stuart Dickinson of Highland Park, Texas?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Stuart G. Dickinson. FINRA barred Dickinson from the securities industry regarding allegations that he made unsuitable investment recommendations to customers …
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20
Oct

INVESTOR WARNING! RICHARD DEMETRIOU OF DALLAS, TX AND TITAN SECURITIES

INVESTOR ALERT! Noel Carino and General Securities Corp
WARNING!  Richard Demetriou from Dallas, Texas and Titan Securities   Have you lost money with financial advisor Richard Demetriou of Dallas, Texas?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Richard W. Demetriou. FINRA alleges that Richard Demetriou engaged in an undisclosed outside business activity when he was involved in …
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