Timothy Hetrick, previously with U.S. Brokerage, Barred by FINRA Have you lost money with financial advisor Timothy Hetrick of U.S. Brokerage?  We are looking into allegations made about Timothy Brent Hetrick from Boise, Idaho.  FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry.  FINRA alleged that Hetrick failed to respond to its …
Read More "WARNING: Investigation of TIMOTHY HETRICK – Boise, ID"

Steve Lu, previously with J.P. Morgan Securities, Barred by FINRA Have you lost money with financial advisor Steve Lu?  We are looking into allegations made about Steve Jun Lu from Altadena, California.  FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry.  FINRA was investigating Lu after he was alleged to have become …
Read More "INVESTIGATION of STEVE JUN LU / J.P. Morgan and Elder Fraud – Altadena, CA"

Israels & Neuman, PLC Investigates Darrin Stuart Cohen, of Triad Advisors Have you lost money with financial advisor Darrin Stuart Cohen of Triad Advisors in Alpharetta, Georgia?  We are investigating allegations of former customers related to Darrin Cohen. It has been alleged that Darrin Stuart Cohen solicited at least two investors to invest in GPB …
Read More "Investigation of DARRIN STUART COHEN, Triad Advisors and GPB Capital"

Israels & Neuman, PLC Investigates Jeffrey Noard, of Cabot Lodge Securities Have you lost money with financial advisor Jeffrey Noard of Cabot Lodge Securities in Menomonee Falls, Wisconsin?  We are investigating allegations of former customers related to Jeffrey Noard. It has been alleged that Jeffrey Noard solicited investors to invest in GPB Capital.  GPB Capital …
Read More "INVESTIGATION of Jeffrey Noard and GPB Capital- Menomonee Falls, WI"

Alexander James, previously with Voya Financial Advisors, Suspended One Year by FINRA Have you lost money with financial advisor Alexander James?  We are looking into allegations made about Alexander Jon James from Palm Beach Gardens, Florida.  FINRA (the Financial Industry Regulatory Authority) suspended James from the securities industry for one year and fined him $10,000.  …
Read More "INVESTOR ALERT! Alexander James of Voya is SUSPENDED – Palm Beach Gardens, FL"

Israels & Neuman, PLC Investigates Keen Butcher, of International Assets Advisory Have you lost money with financial advisor Williams Keen Butcher of International Assets Advisory in Houston, Texas?  We are investigating allegations of former customers related to Keen Butcher. It has been alleged that Keen Butcher solicited investors to invest in GPB Capital.  GPB Capital …
Read More "INVESTIGATION of KEEN BUTCHER and GPB Capital- Houston, TX"

Ashley Martin, previously with Morgan Stanley, Barred by FINRA Have you lost money with financial advisor Ashley Martin?  We are looking into allegations made about Ashley K. Martin from Leawood, Kansas.  FINRA (the Financial Industry Regulatory Authority) barred Martin from the securities industry.  FINRA alleged that Martin failed to respond to its investigation.   FINRA was …
Read More "Advisor ASHLEY MARTIN of Morgan Stanley is BARRED – Leawood, KS"

Mark Lamkin, Formerly with LPL Financial, Suspended by FINRA Our firm is continuing to look into allegations made against Mark T. Lamkin of Louisville, Kentucky.  Lamkin was suspended from the securities industry for three months and fined $7,500 by FINRA, the Financial Industry Regulatory Authority.  Lamkin was alleged to have borrowed $1.26 million from a …
Read More "WARNING: Mark Lamkin of LPL Financial is SUSPENDED – Louisville, KY"

Gerald Dewes, previously with Cadaret Grant & Co., Barred by FINRA Have you lost money with financial advisor Gerald Roger Dewes?  We are looking into allegations made about Gerald Dewes from East Amherst, New York.  FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry.  FINRA alleged that Dewes failed to respond to …
Read More "INVESTIGATION of GERALD ROGER DEWES – East Amherst, NY"

Losses in Hawk Systems, Inc. and Hawk Biometric Technologies Have you lost money investing in Hawk Systems, Inc. and Hawk Biometric Technologies?  Our firm is investigating the sale of investments in Hawk Systems and Hawk Biometric Technologies, after multiple news sources, including the New York Daily Times and the Palm Beach Post covered stories about …
Read More "Investigation of HAWK SYSTEMS and HAWK BIOMETRIC – Florida"