Timothy Hetrick, previously with U.S. Brokerage, Barred by FINRA
Have you lost money with financial advisor Timothy Hetrick of U.S. Brokerage? We are looking into allegations made about Timothy Brent Hetrick from Boise, Idaho. FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry. FINRA alleged that Hetrick failed to respond to its investigation for allegations that he forged customer forms regarding penny stocks.
Timothy Brent Hetrick was a financial advisor and registered representative of U.S. Brokerage from 2002 to August 2019. He worked in a branch office in Boise, Idaho.
Brokerage firms like U.S. Brokerage have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Seattle, Washington; Denver, Colorado; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including in Idaho. Our attorneys have represented over one thousand investors against many brokerage firms in the past.