CENTENNIAL, COLORADO

Have you lost money with financial advisor Randy Mason, previously with Parkland Securities and now with Cetera Advisors in Centennial, Colorado?  We are looking into allegations made against Randall Mason aka Randy J. Mason, who has been the subject of one customer complaint, which was made within the last year.  The most recent complaint alleges that the customer suffered losses in real estate investments or REITs.

Randall Mason or “Randy Mason” was with Parkland Securities from 2002 to February 2015.  He has been Cetera Advisors from February 2015 to the present.  He has worked at branch offices in Centennial, Colorado.

Brokerage firms like Cetera Advisors have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  Aaron Israels is licensed to practice law in Colorado.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Colorado.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Parkland Securities and Cetera Advisors.

Click to view:  Mason, Randall BrokerCheck 12.28.21

If you lost money with Randall Mason aka Randy Mason, Cetera Advisors, or Parkland Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.