POCATELLO, IDAHO

 Have you lost money in structured financial products with financial advisor Brian Singleton, with LPL Financial in Pocatello, Idaho?  Our firm is looking into allegations made against Brian J. Singleton. Singleton has been the subject of four customer complaints, two of which were made since November 2020.  The most recent complaints allege that the customers had losses in structured notes, at least one of which was tied to an oil and gas index.

Brian Singleton has been LPL Financial from 2008 to the present.  He has worked at branch offices in Pocatello, Idaho.

Brokerage firms like LPL Financial have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Seattle, Washington; Denver, Colorado; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Idaho.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against LPL Financial.

Click to view:  Singleton, Brian BrokerCheck 12.29.21

If you lost money with Brian Singleton, LPL Financial, or in structured notes, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.