Losses with Dusty Sternadel of Ameriprise Financial in Wichita Falls, TX

TAMPA, FLORIDA

Have you lost money with financial advisor Daniel Della Rosa of Tampa, Florida?  We are continuing to look into allegations made by FINRA, the Financial Industry Regulatory Authority, against Daniel Della Rosa.  In June 2021, FINRA suspended Della Rosa after he failed to respond to an investigation.  Now FINRA has permanently barred Della Rosa from the securities industry.

Daniel Della Rosa was a financial advisor and registered representative of Corinthian Partners from November 2017 to March 2021.  He was also with Paulson Investment Company from July 2016 to August 2017.  He worked at a branch office in Tampa, Florida.

Brokerage firms like Corinthian Partners and Paulson Investment Company have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida in the past.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Paulson Investment Company.

Click to View:  Della Rosa, Daniel BrokerCheck 6.15.21 

Click to View:  Della Rosa, Daniel FINRA Complaint

Click to View:  Della Rosa, Daniel FINRA Order

If you lost money with Daniel Della Rosa or Corinthian Partners, please Contact Us at 720-599-3505 or 206-795-5798 for a free evaluation of your case.