Israels & Neuman, PLC Investigates Ryan Fleming, of Hornor, Townsend & Kent
Have you lost money with financial advisor Ryan Thomas Fleming (CRD# 4378425), of Hornor, Townsend & Kent, in Bellevue, Washington? We are investigating allegations of former customers related to Ryan Fleming. Former customers have brought claims against Hornor Townsend & Kent, alleging that Fleming made unsuitable recommendations to invest in several non-traded REITs (real estate investment trusts) and business development companies (BDCs). These REITs and BDCs include Franklin Square Investment Corp., Franklin Square Energy & Power Fund, HealthCare Trust REIT, and Phillips Edison REIT.
Ryan Fleming has been a registered representative of Hornor, Townsend & Kent from 2001 to the present. He has also been affiliated with the Pacific Capital Resource Group. Fleming has worked in offices in Bellevue, Washington.
Brokerage firms have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Seattle, Washington; Denver, Colorado; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Washington and throughout the Seattle area. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Hornor Townsend & Kent.