Robert Todd Seth, formerly with D.H. Hill Advisors, Subject of SEC Complaint
Have you lost money with investment advisor Robert Todd Seth of Georgetown, Texas? We are looking into allegations made by the Securities and Exchange Commission (SEC) against Seth. The SEC alleged that Todd Seth solicited investors to invest in 1 Global Capital. Seth was alleged to have raised $5.2 million for 1 Global Capital. 1 Global Capital turned out to be a large Ponzi scheme, devastating investors.
Robert Seth was an investment advisor of D.H. Hill Advisors from February 2013 to May 2018. He worked at a branch office in Georgetown, Texas. Seth was also affiliated with Prudence Planning.
Advisory firms like D.H. Hill Advisors have a responsibility to adequately supervise all representatives who are registered through their firm. Firms also must take steps to ensure that their advisors follow all securities rules and regulations, as well as internal firm policies. When firms fail to adequately supervise their representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Texas. Our attorneys have represented over one thousand investors against many firms in the past.