NEWBERG, OREGON

Have you lost money with financial advisor Robert Scott Smith, formerly of Concorde Investment Services in Newberg, Oregon?  We are looking into allegations made against Robert Smith. Robert Smith has been the subject of 10 customer complaints, many of which make allegations about GPB Capital, GPB Automotive, and VII Peaks.

Robert Scott Smith was a registered representative of Concorde Investment Services from May 2011 to April 2020.  He worked at branch offices in Newberg, Oregon.  He is now affiliated with Emerson Equity and Peregrine Private Capital.

Brokerage firms like Concorde Investment Services have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Ann Arbor, Michigan; and Phoenix, Arizona.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Oregon.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including Concorde Investment Services.

Click to view BROKERCHECK:  Smith, Robert BrokerCheck 6.8.21

If you lost money with Robert Smith, GPB, VII Peaks, or Concorde Investment Services, CONTACT the Law Firm of Israels & Neuman at 720-599-3505 or 206-795-5798 for a free evaluation of your case.