Israels & Neuman, PLC Investigates Narinder Singh, Formerly of ProEquities, Transamerica Financial Advisors, and Farmers Financial Solutions
Have you lost money with financial advisor Narinder K. Singh (CRD# 3100308), of ProEquities, in Elk Grove, California? We are investigating allegations of former customers related to Narinder Singh. Narinder Singh’s BrokerCheck report, a public record maintained by FINRA, states that Singh has been the subject of five customer complaints. The recent complaints allege that Singh made unsuitable recommendations to invest in Express Asset and Wealth Management, a company owned by Singh.
Narinder Singh was a registered representative of ProEquities from July 2016 to December 2017. He was also with Transamerica Financial Advisors from November 2014 to July 2016 and Farmers Financial Solutions from January 2018 to November 2019. Singh has worked in offices in Elk Grove and Sacramento, California. It is believed that Express Asset and Wealth Management was owned and operated by Singh.
Brokerage firms like ProEquities, Transamerica Financial Advisors, and Farmers Financial Solutions have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Phoenix, California; Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against ProEquities and Transamerica Financial Advisors,