Israels & Neuman, PLC Investigates Mark Perry, Formerly of Brokers International Financial Services
Have you lost money with financial advisor Mark Christopher Perry (CRD# 2197284), formerly of Brokers International Financial Services, in Carmel, Indiana? We are investigating allegations of former customers related to Mark Perry. Perry’s BrokerCheck report, a public record maintained by FINRA, states that Perry has been the subject of two recent customer complaints. The customers have alleged that he misappropriated or stole money from the customers.
Mark Christopher Perry was a registered representative of Brokers International Financial Services from January 2017 to July 2019. Perry worked in offices in Carmel, Indiana. He has also been the subject of several tax liens. He was also affiliated with Brendanwood Investment Group.
Brokerage firms like Brokers International Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Indiana. Our attorneys have represented over one thousand investors against many brokerage firms in the past.