Marisa Quintero, formerly with J.P. Morgan Securities, Barred by FINRA
Have you lost money with financial advisor Marisa Quintero? We are looking into allegations made about Marisa K. Quintero from Spring, Texas. FINRA (the Financial Industry Regulatory Authority) barred Marisa Quintero from the securities industry. FINRA alleged that Marisa Quintero stole money from a customer by making unauthorized withdrawals from the customer’s account.
Marisa Quintero was a financial advisor and registered representative of J.P. Morgan Securities from February 2018 to August 2019. She worked in a branch office in Spring, Texas. Quintero was also fired by J.P. Morgan Securities.
Brokerage firms like J.P. Morgan Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Phoenix, Arizona; Seattle, Washington; Denver, Colorado; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including throughout Texas. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against J.P. Morgan Securities.