Israels & Neuman, PLC Investigates Leonard Kinsman, Formerly of Wells Fargo

Have you lost money with financial advisor Leonard Charles Kinsman, formerly with Wells Fargo in Staten Island, New York?  We are investigating allegations of customers related to Leonard Kinsman who has been the subject of five customer complaints.  The latest customer complaint alleged that made unsuitable investment recommendations to a widow, including the use of aggressive options trading and buying risky stocks.

Leonard Kinsman was a registered representative of Wells Fargo from June 2014 to July 2019.  He worked at a branch office in Staten Island, New York.

Brokerage firms like Wells Fargo have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York and throughout New York City.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Wells Fargo.

Click to view:  Kinsman, Leonard BrokerCheck 12.3.19 (1)

If you lost money with Leonard Kinsman or Wells Fargo, please CONTACT US at 720-599-3505 or 206-795-5798 for a free evaluation of your case.