OVERLAND PARK, KANSAS

 Have you lost money with financial advisor Kelly Thomason, formerly of OFG Financial Services in Overland Park, Kansas?  We are looking into allegations made against Kelly Thomason. FINRA began investigating Thomason regarding allegations that she took loans from customers.  Thomason was also terminated in November 2021 by OFG Financial Services regarding the loan allegations.

Kelly Thomason was a registered representative of OFG Financial Services from 2015 to November 2021.  She has worked at branch offices in Overland Park, Kansas.

Brokerage firms like OFG Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Kansas.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view:  Thomason, Kelly BrokerCheck 12.22.21

If you lost money with Kelly Thomason or OFG Financial Services, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.