John Chrysadakis, formerly with Northwestern Mutual Investment Services, Barred from Securities Industry
Have you lost money with financial advisor John Chrysadakis of Norwalk, Connecticut? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against John A. Chrysadakis. FINRA barred Chrysadakis from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Chrysadakis after he was terminated by his former brokerage firm, Northwestern Mutual Investment Services, for allegations that he stole or converted $100,000 from a Masonic Temple.
John Chrysadakis was a financial advisor and registered representative of Northwestern Mutual Investment Services from 2010 to April 2019. He worked at a branch office in Norwalk, Connecticut.
Brokerage firms like Northwestern Mutual Investment Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Connecticut. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click to view: Chrysadakis, John FINRA AWC