List of Companies Selling GPB Capital Holdings
GPB Capital Holdings has been in the news lately, and it’s not positive press. Reports show that GPB Capital’s pooled investments have suffered significant losses, stopped paying dividends to investors, and have been under investigation by regulators like the SEC and the Massachusetts Securities Division.
There were a number of securities brokerage firm and broker-dealers selling investments in GPB. According to SEC’s Edgar, one of the investments, GPB Automotive Portfolio, LP, was being sold by the following brokerage firms:
BROKERAGE FIRMS THAT SOLD GPB CAPITAL INVESTMENTS
- Accelerated Capital Group
- Advisory Group Equity Services
- Aegis Capital Corp.
- American Capital Partners
- Arete Wealth Management
- Arkadios Capital
- Ascendant Alternative Strategies
- Ausdal Financial Partners
- Avere Financial Group
- Axiom Capital Management
- BCG Securities
- Benjamin & Jerold Brokerage
- Cabot Lodge Securities
- Calton & Associates
- Cape Securities
- Capital Investment Group
- Center Street Securities
- Coastal Equities
- Colorado Financial Service Corp.
- Concorde Investment Services
- Crown Capital Securities
- Crystal Bay Securities
- David A. Noyes & Company
- Dawson James Securities
- Dempsey Lord Smith
- DFPG Investments
- Dinosaur Financial Group
- Emerson Equity
- FSC Securities Corp.
- Geneos Wealth Management
- Great Point Capital
- Hightower Securities
- IBN Financial Services
- Innovation Partners
- International Assets Advisory
- Kalos Capital
- Kingsbury Capital
- Landolt Securities
- Lewis Financial Group
- Lowell & Company
- Madison Avenue Securities
- McDonald Partners
- McNally Financial Services Corp.
- Moloney Securities
- Money Concepts Capital Corp.
- MSC – BD
- National Securities Corp.
- Newbridge Securities Corp.
- Orchard Securities
- Pariter Securities
- Purshe Kaplan Sterling Investments
- Royal Alliance Associates
- SagePoint Financial
- Sandlapper Securities
- SCF Securities
- Sentinus Securities
- Silber Bennett Financial
- Stephen A. Kohn & Associates
- Triad Advisors
- Uhlmann Price Securities
- Vanderbilt Securities
- Vestech Securities
- Western International Securities
- Westpark Capital
- Whitehall-Parker Securities
- Windsor Street Capital
- Woodbury Financial Services
Brokerage firms have an obligation to perform due diligence on investments before they are sold to investors, so that the firms can disclose the risks and characteristics of the investment to their customers. If a brokerage firm fails to perform adequate due diligence, and investors suffer damages as a result, the brokerage firm can be liable for losses.
The Law Firm of Israels & Neuman is a securities and investment fraud law firm representing clients in all 50 States. Our attorneys have recovered millions of dollars for investors throughout the country. All our cases are taken on a contingent fee basis, meaning we will only earn our legal fees if we recover money for our clients!
If your financial advisor recommended that you invest in any of these GPB Capital investments, CONTACT US at (720) 599-3505 for a free consultation.