VENTURA, CALIFORNIA
Have you lost money with financial advisor Francisco Coronel also known as Frank Coronel of Ventura, California? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Francisco Coronel. FINRA barred Coronel after he failed to respond to an investigation. Coronel was being investigated after he was terminated by Farmers Insurance Companies for issues related to the processing of insurance premium payments.
Frank Coronel aka Francisco Coronel was a financial advisor and registered representative of Farmers Financial Solutions from April 2012 to February 2021. He worked at a branch office in Ventura, California.
Brokerage firms like Farmers Financial Solutions have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California in the past. Our attorneys have represented over one thousand investors against many brokerage firms in the past.