MELBOURNE, FL
Have you lost money with financial advisor Eric John Vici of Melbourne, Florida? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Eric Vici. FINRA barred Vici after he failed to respond to an investigation. Vici was being investigated for issues related to the handling of a customer’s funds.
Eric Vici was a financial advisor and registered representative of PFS Investments from November 2012 to October 2019. He worked at a branch office in Melbourne, Florida.
Brokerage firms like PFS Investments have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida in the past. Attorney David Neuman is licensed to practice law in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against PFS Investments.