WESTLAKE VILLAGE, CALIFORNIA

Have you lost money with financial advisor Darryl M. Cohen of Morgan Stanley in Westlake Village, California?  We are looking into allegations made against Darryl Cohen who has been the subject of eight (8) customer complaints, four of which have been filed since 2020.  Cohen was alleged to have recommended that customers use Morgan Stanley’s Liquidity Access Line of credit to make other investments, including investments in real estate and insurance.  Cohen was terminated by Morgan Stanley for this conduct.

Darryl Cohen was a registered representative of Morgan Stanley from June 2015 to March 2021.  He has worked at branch offices in Westlake Village, California and was terminated by the firm in March 2021.

Brokerage firms have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including Morgan Stanley.

Click to view BROKERCHECK:  Cohen, Darryl BrokerCheck 6.8.21

If you lost money with Darryl Cohen, the Liquidity Access Line of Credit, or Morgan Stanley, please CONTACT US at 720-599-3505 or 206-795-5798 for a free evaluation of your case.