Israels & Neuman, PLC Investigates Darren Oglesby, of Money Concepts Capital
Have you lost money with financial advisor Darren Wayne Oglesby of Money Concepts Capital in Monroe, Louisiana? We are investigating allegations of former customers related to Darren Oglesby. It has been alleged that Darren Oglesby solicited investors to invest in GPB Capital. GPB Capital has lost significant value, and GPB has also been the subject of regulatory investigations.
Darren Oglesby has been a registered representative of Money Concepts Capital from 1995 to the present. He has worked at a branch office in Monroe, Louisiana.
Brokerage firms like Money Concepts Capital have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Ann Arbor, Michigan; Denver, Colorado; Seattle, Washington; and Phoenix, Arizona. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Louisiana. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Money Concepts Capital.