Israels & Neuman, PLC Investigates Craig Hauger, Formerly of Questar Capital and now with Woodbury Financial

GOODYEAR, ARIZONA – Have you lost money with financial advisor Craig A. Hauger, formerly of Questar Capital and now with Woodbury Financial in Goodyear, Arizona?  We are looking into allegations made against Craig Hauger. Craig Hauger has been the subject of a customer complaint that was filed in 2021.  The customers alleged that Hauger misrepresented BDCs, or business development companies.  The customers alleged at least $5,000 in damages from the BDCs.

Craig Hauger was a registered representative of Questar Capital from September 2014 to March 2019.  Hauger has also been with Woodbury Financial from March 2019 to the present.  He has worked at branch offices in Goodyear, Arizona.

Brokerage firms like Questar Capital and Woodbury Financial have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Phoenix, Arizona; Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Arizona.  Attorney Aaron Israels is licensed to practice law in Arizona.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view BrokerCheck:  Hauger, Craig BrokerCheck 6.17.21

If you lost money with Craig Hauger, Woodbury Financial, or Questar Capital, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.