Charles Euler Jr., formerly with Janney Montgomery Scott, Barred by FINRA
Have you lost money with financial advisor Charles Euler? We are looking into allegations made about Charles James Euler Jr. from Radnor, Pennsylvania. FINRA (the Financial Industry Regulatory Authority) barred Euler from the securities industry. FINRA alleged that Euler has failed to respond to its investigation, regarding allegations that he sold unsuitable investments to customers of his former brokerage firm, Janney Montgomery Scott.
Charles Euler was a financial advisor and registered representative of Janney Montgomery Scott from 1984 to April 2018. He worked in a branch office in Radnor, Pennsylvania. Euler has been the subject of seven customer complaints, six of which were filed within the last four years.
Brokerage firms like Janney Montgomery Scott have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Ann Arbor, Michigan; and Phoenix, Arizona. We represent investors in FINRA arbitration proceedings in all 50 states, including Pennsylvania. Our attorneys have represented over one thousand investors against many brokerage firms in the past.