Financial Advisor formerly with Insigneo Securities, Suspended by FINRA – MONTEVIDEO, URUGUAY Have you lost money with financial advisor Ignacio Erhart Del Campo from Montevideo, Uruguay?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against him. FINRA suspended Ignacio Erhart Del Campo from the securities industry for two months, gave …
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GREENWOOD VILLAGE, COLORADO Have you lost money with financial advisor Robert E. Burns, formerly of VSR Financial Services and now with Cetera Advisor Networks in Greenwood Village, Colorado?  We are looking into allegations made against Robert Burns. He had two customer complaints filed against him, one in 2018 and one in 2019.  One complaint alleged …
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Brokerage Firm Settles with FINRA for $3.4 Million Over LJM Preservation and Growth Fund Have you lost money investing in the LJM Preservation and Growth Fund through Cambridge Investment Research in Fairfield, IA?  We are currently investigating allegations made against Cambridge Investment Research, a Fairfield, Iowa-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) …
Read More "ALERT! Cambridge Investment Research Ordered to Pay $3.4 Million"

J.W. Cole Financial Settles with FINRA Over LJM Preservation and Growth Fund – TAMPA, FLORIDA Have you lost money investing in the LJM Preservation and Growth Fund through J.W. Cole Financial?  We are currently investigating allegations made against J.W. Cole Financial, a Tampa, Florida-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a …
Read More "J.W. COLE FINANCIAL Orderd to Pay Clients RESTITUTION"

PAWTUCKET, RHODE ISLAND Have you lost money with financial advisor Keith Holcomb from Pawtucket, Rhode Island?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Keith Holcomb. FINRA suspended him from the securities industry for six months and fined him $7,500.  Holcomb was being investigated regarding allegations that he borrowed …
Read More "KEITH HOLCOMB of MML Investors is Now SUSPENDED"

Securities America Settlement with FINRA Have you lost money investing in the LJM Preservation and Growth Fund through Securities America?  We are currently investigating allegations made against the LaVista, Nebraska-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Securities America, making allegations that it failed to do adequate due …
Read More "SECURITIES AMERICA Ordered to Pay Restitution to Customers"

MURRIETA, CALIFORNIA Have you lost money with financial advisor Jeremy Johnson aka Bill Johnson of Murrieta, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority.  FINRA barred Jeremy Johnson after he failed to respond to an investigation.  Johnson was being investigated regarding allegations that he made unsuitable investment recommendations in two …
Read More "JEREMY JOHNSON (Bill Johnson) of Torch Securities is Now BARRED"

MESA, ARIZONA Have you lost money with investment advisor Gregory Johnson of Mesa, Arizona?  We are looking into allegations made by the South Dakota Securities Division against Gregory Johnson and his advisory firm, Vision Financial Services.  South Dakota ordered Johnson and Vision to pay $100,000 to investors, after he solicited the investors to invest in …
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TUCSON, ARIZONA Have you lost money with financial advisor James Underhill, formerly of Voya Financial Advisors in Tucson, Arizona?  We are looking into allegations made against James Underhill. James Underhill tried to get records expunged from his CRD and BrokerCheck report.  In particular, he tried to get two customer complaints removed from BrokerCheck, including one …
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BALTIMORE, MARYLAND Have you lost money with financial advisor Eddy Blizzard of Baltimore, Maryland?  We are looking into allegations made against Eddy Blizzard, who was charged with wire fraud and identity theft by the U.S. Attorney for the District of Maryland last week.  It was alleged that Blizzard stole the life savings of an elderly …
Read More "Warning: EDDY BLIZZARD of SunTrust Charged With FRAUD"